What Are the Exceptional Hardship Sentencing Guidelines?
Facing a driving disqualification can have a profound impact on your life, and affect your employment, family commitments and personal freedom. In England and Wales, accumulating 12 or more penalty points within a three-year period typically results in a mandatory ‘totting up’ disqualification. However, the law provides a potential lifeline in the form of an ‘exceptional hardship’ argument.
The exceptional hardship sentencing guidelines are not a rigid set of rules but a legal framework established under the Road Traffic Offenders Act 1988. This allows a court to exercise its discretion and decide not to impose a ban, or to impose a shorter disqualification period, if it can be proven that the consequences of the ban would be exceptionally severe. At JMW, our specialist motoring offence solicitors have extensive experience in navigating these guidelines, presenting robust arguments to the court and protecting our clients' licences.
Sentencing for Driving Offences
In the UK, the courts have a range of sentencing options for driving offences, and the specific penalties they will choose depend on the severity of the offence committed. The four main types of penalty are:
- Fines are the most common penalties for minor offences. For more serious offences, such as careless driving or speeding, fines can be substantial. For the most serious road traffic offences heard in the Crown Court, there can be an unlimited fine.
- Penalty points, which are endorsed on your driving licence, are the standard punishment for many driving offences. These points remain active for totting up purposes for three years from the date the offence was committed.
- Custodial sentences are reserved for the most serious road traffic offences, such as causing death by dangerous driving, causing death by careless driving, or repeat offending for driving whilst disqualified.
- A driving ban can be either a discretionary disqualification, which a court imposes for a single serious offence, or a totting up disqualification for accumulating 12 or more points. The period of disqualification reflects the seriousness of the offence.
The minimum period of disqualification is typically:
- Six months if you have not been disqualified for 56 days or more in the three years preceding the current offence
- One year if you have had one previous disqualification of 56 days or more in the preceding three years
- Two years if you have had more than one previous disqualification of 56 days or more in the preceding three years
Exceptional hardship arguments can affect sentencing in totting up cases. If you reach 12 or more points, the court will usually impose a disqualification. However, you can ask the court to reconsider by showing that a ban would cause exceptional hardship.
Where accepted, this can lead to:
- No disqualification, allowing you to keep your licence
- A reduced disqualification period
- Points remaining on your licence for future totting up purposes
The court requires evidence that the hardship goes beyond normal inconvenience and often focuses on the impact on others, such as employees or dependants.
It is important to note that exceptional hardship cannot be used to avoid a mandatory disqualification for single serious offences, such as dangerous driving or driving with excess alcohol. In those cases, you must rely on “special reasons” instead.
How Can an Exceptional Hardship Argument Affect Your Sentence?
Exceptional hardship is a legal argument used to ask the court not to impose a driving disqualification, most often where a driver faces a ban under the totting-up rules. The argument focuses on proportionality. A court must be satisfied that a driving ban would lead to consequences that are unusually severe and out of the ordinary. Losing a licence can affect work, family life and everyday independence, and the courts treat these consequences as a normal part of disqualification. The law assumes that any driving ban will cause difficulty so, to succeed, we must show that hardship would go well beyond what a disqualified driver would ordinarily expect to experience.
This often involves evidence showing the wider impact on innocent third parties, such as family members who depend on the driver for care or transport, employees whose livelihoods rely on the driver being able to work, or vulnerable dependants who would face serious disruption.
Exceptional hardship is only accepted where the effects of disqualification extend beyond inconvenience and into genuinely unusual and far-reaching consequences. The experts at JMW can advise you on when this might be a suitable approach to your defence.
How to Successfully Argue an Exceptional Hardship Case
To win an exceptional hardship case, you must present a compelling and evidence-backed argument to the Magistrates' Court. Your solicitor should help you to gather evidence that supports your claim and present your case to the court on your behalf.A successful case is built on demonstrating that the hardship will:
- Be exceptional: The consequences must be more severe than the foreseeable inconvenience of a ban. For example, simply stating that you will lose your job is often not sufficient on its own. You must demonstrate the disproportionate impact of the chain of events that would follow, such as an inability to pay your mortgage and the resulting loss of the family home.
- Affect others: Courts are often more persuaded by arguments that focus on the severe hardship that will befall innocent people, such as children, an infirm partner, elderly parents who rely on you for care, or employees whose jobs would be lost if your business failed.
- Be unavoidable: You must prove to the court that the hardship cannot be mitigated through other means. The court will explore whether alternative means of transport, such as public transport, taxis, or assistance from family and friends, could be used.
Even if you can show exceptional hardship, a magistrate will be rightly cautious before accepting this argument without evidence that alternatives, including other means of transport, are not viable. Presenting robust evidence is key, which may include:
- Letters from employers detailing why you cannot continue in your role without a licence and the impact on the business.
- Business accounts or financial statements showing the potential for business collapse.
- Mortgage statements and household budgets to prove severe financial hardship.
- Medical reports or letters from doctors or carers confirming the medical needs of a person who depends on you for transport.
- Witness statements from family members, colleagues or employees who can corroborate your claims.
The case must be proven on the balance of probabilities, which is the civil standard of proof. JMW will support you to collect the evidence you need in cases where an exceptional hardship argument could help you to avoid a driving ban.
What Does Not Qualify as Exceptional Hardship?
It is equally important to understand what the court will likely reject. Arguments that are rarely sufficient to prove exceptional hardship include:
- The driving ban will be very inconvenient.
- Public transport takes longer than driving.
- You will not be able to take your children on social outings.
- Your job will be more difficult, but not impossible.
- You have to pay more for insurance.
In these cases, challenging the matter in court can lead to a harsher punishment than simply accepting the original penalty. Speak to a solicitor for advice on whether you are in a position to mount an exceptional hardship argument, and for support in defending your driving licence.
The Court Process for an Exceptional Hardship Application
An application for exceptional hardship is made during a formal hearing at the Magistrates' Court. To make the argument, you must first enter a guilty plea to the road traffic offence that triggered the potential disqualification. If you decide not to plead guilty, you will need to defend the original offence, which is different from an exceptional hardship argument.
During the hearing:
- You will be required to give sworn evidence explaining your circumstances.
- Your solicitor will guide you through your evidence and present the supporting documentation.
- The prosecution may cross-examine you on your evidence to test its credibility and explore potential alternatives you may not have considered.
- The magistrates will then retire to consider all the evidence and legal arguments before making their decision.
If the court finds that exceptional hardship would be caused, it has the discretion not to impose a disqualification or to impose a disqualification period shorter than the statutory minimum period. The penalty points for the offence will still be endorsed on your licence.
Exceptional Hardship versus Special Reasons: What Is the Difference?
It is easy to confuse exceptional hardship with ‘special reasons’, but they are distinct legal concepts.
- Exceptional hardship relates to the circumstances of the offender and the impact a disqualification would have on them and others. It is an argument to mitigate the penalty after a conviction.
- Special reasons relate to the circumstances of the offence itself. These are factors that are directly connected with the commission of the offence which the court ought to take into account when imposing sentence. They may be a mitigating or extenuating circumstance, but do not amount to a legal defence.
Examples of what might constitute special reasons include:
- Driving in a genuine and proven emergency.
- Driving a very short distance where there was no risk to other road users.
- Being unknowingly misled into driving without insurance.
- Driving after having your drinks laced without your knowledge.
If special reasons are successfully argued, the court may choose not to endorse any penalty points on your licence or may decide against imposing an otherwise obligatory disqualification.
Can You Use the Exceptional Hardship Argument More Than Once?
You can apply for exceptional hardship more than once, but there is a significant restriction. Under the Road Traffic Offenders Act 1988, if a court accepts your argument, you cannot rely on the same circumstances to argue exceptional hardship again for a period of three years.
Therefore, if you avoid a totting up disqualification and then commit further offences within that three-year period, you would need to present entirely new and different circumstances to the court to have any chance of succeeding with a second exceptional hardship argument.
How JMW Can Help
If you are facing a driving disqualification and believe there may be grounds to argue exceptional hardship, JMW’s motoring law team can advise you on your position. JMW reviews the circumstances of your case, explains how the exceptional hardship test is applied by the courts, and identifies the factors that may be relevant to your situation.
The experienced team at JMW prepares and presents exceptional hardship arguments with a clear focus on evidence. This includes assessing the impact a disqualification would have on you and on others who depend on you, such as family members, employees, or vulnerable individuals. We represent clients in the Magistrates’ Court, presenting a structured and well-supported explanation of why a driving ban would lead to consequences that go beyond the ordinary effects of disqualification.
Call 0345 872 6666 today or use our online enquiry form to speak with one of our experts.
